Print Friendly, PDF & Email


On October 16, 2019, we published a bearish exposé on China-based UP Fintech Holdings Ltd (NASDAQ: TIGR). We concluded that TIGR was operating an illegal brokerage firm that is at risk of being shut down by the appropriate regulatory authorities in China at any moment.  You can also view a slide presentation summarizing our findings here.

In our original report, we concluded that TIGR was violating Anti-Money Laundering (AML) laws by:

  • Operating a brokerage business in the People’s Republic of China (PRC) without the required license(s).
  • Allowing Chinese citizens to trade in foreign securities and bypass PRC’s State Administration of Foreign Exchange (SAFE) regulations.
  • Booking brokerage commission revenue illegally collected from PRC nationals through its New Zealand subsidiary, Tiger Brokers (NZ).

We also showed that TIGR client service reps instructed our Chinese citizen investigator how to evade PRC’s currency conversion laws.

New Evidence….

To continue reading, log in below with your Premium Account or please become Premium Member to to enjoy all the benefits of GeoInvesting’s Service.

Calls To Action

Calls to Actions include alerts on the stocks our team is buying and selling. You can choose to follow these moves to build your own portfolios or buy stocks at your convenience. About 1 CTA per week, so we don’t flood you with too much to think about.

Model Portfolios

Model portfolios focus on specific proven strategies to outperform the market. These custom portfolios are perfect for every level of experience and vary in strategy to appeal to different types of investors.

Premium Research

GeoInvesting provides institutional-grade research that’s affordable to the everyday investor. Unlike Wall Street investment banks, we don’t get paid by companies to talk about them. The GeoTeam’s research has powered over 11 years of investing success.


We’re on a constant, daily search to improve our research methods and learn more about all things related to the stock market. Improve your stock picking skills and portfolio management from learning how we find winning management teams and avoid risky stocks.

Original Publication at GeoInvesting Pro Portal, July 10, 2020